Mark McCarthy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 22 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (14 Jun 2018 to 1 Jul 2018)
    • CF30 Customer (11 Jun 2008 to 31 Jul 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2005 to 11 Jan 2006)
    • CF22 Investment Adviser (Trainee) (7 Nov 2003 to 18 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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