Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 2 Aug 2019)
- [FCA CF] Client dealing (since 2 Jul 2019)
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- CF30 Customer (1 Nov 2007 to 18 May 2015)
- CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.