Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARCIS Capital Limited (no longer approved here)

    FRN 191291

    • [FCA CF] Client dealing (1 Jan 2021 to 30 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (25 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Apr 2002 to 31 Oct 2007)
  • FSE Fund Managers Limited (no longer approved here)

    FRN 458820

    • CF2 Non Executive Director (31 Mar 2016 to 2 Dec 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 3 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.