Mark Lloyd Godwin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • [FCA CF] Manager of certification employee (1 Aug 2022 to 1 Apr 2024)
    • CF30 Customer (24 Feb 2012 to 8 Dec 2019)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (19 Apr 2010 to 20 Feb 2012)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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