Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Significant management (9 Dec 2019 to 7 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Dec 2022)
    • CF29 Significant management (2 Dec 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Dec 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 7 Dec 2022)
    • CF29 Significant management (2 Dec 2015 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (7 Mar 2016 to 7 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Dec 2022)
    • CF29 Significant management (2 Dec 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (7 Mar 2016 to 7 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Dec 2022)
    • CF29 Significant management (2 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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