Mark Leslie Brock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Dec 2023)
    • CF4 Partner (AR) (30 Jan 2013 to 6 Dec 2023)
    • CF30 Customer (5 Dec 2012 to 6 Dec 2023)
  • Forte Financial LLP (no longer approved here)

    FRN 591953

    • (1)Employed By (5 Dec 2012 to 6 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Aug 2008 to 31 Dec 2010)
  • Mark Brock (no longer approved here)

    FRN 215164

    • (1)Employed By (1 Dec 2001 to 16 Oct 2002)
  • Alessandro Marco Forte (no longer approved here)

    FRN 217785

    • (5)Employed By (1 Dec 2001 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.