Mark Leckie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mark Leckie

    FRN 834008

    • Director of firm who is not a certification employee or a SMF manager (since 20 Jul 2020)
    • [FCA CF] Algorithmic trading (since 20 Jul 2020)
    • [FCA CF] Benchmark submission and administration (since 20 Jul 2020)
    • [FCA CF] CASS oversight function (since 20 Jul 2020)
    • [FCA CF] Client dealing (since 20 Jul 2020)
    • [FCA CF] Manager of certification employee (since 20 Jul 2020)
    • [FCA CF] Material risk taker (since 20 Jul 2020)
    • [FCA CF] Proprietary trader (since 20 Jul 2020)
    • [FCA CF] Significant management (since 20 Jul 2020)
    • [PRA CF] Key function holder (since 20 Jul 2020)
    • [PRA CF] Managing a material risk taker (since 20 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2020)

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