Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Mar 2023 to 30 May 2025)
- [FCA CF] Client dealing (1 Mar 2023 to 30 May 2025)
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- Employed By (4 Nov 2008 to 31 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 25 Apr 2008)
- CF29 Significant management (1 Nov 2007 to 25 Apr 2008)
- CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (11 Apr 2006 to 31 Oct 2007)
- CF1 Director (19 May 2005 to 31 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.