Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (29 Sep 2020 to 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (29 Sep 2020 to 1 Oct 2021)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (20 Feb 2014 to 27 Jan 2022)
    • CF30 Customer (12 Sep 2013 to 20 Nov 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (16 Feb 2004 to 22 Jul 2005)
    • CF22 Investment Adviser (Trainee) (1 May 2003 to 16 Feb 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (19 Mar 2002 to 21 Mar 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.