Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (29 Sep 2020 to 1 Oct 2021)
- [FCA CF] Functions requiring qualifications (29 Sep 2020 to 1 Oct 2021)
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- CF1 Director (AR) (20 Feb 2014 to 27 Jan 2022)
- CF30 Customer (12 Sep 2013 to 20 Nov 2017)
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- CF21 Investment Adviser (16 Feb 2004 to 22 Jul 2005)
- CF22 Investment Adviser (Trainee) (1 May 2003 to 16 Feb 2004)
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- CF21 Investment Adviser (19 Mar 2002 to 21 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.