Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Jan 2019 to 28 Feb 2019)
- [FCA CF] Material risk taker (1 Jan 2019 to 28 Feb 2019)
- [FCA CF] Significant management (1 Jan 2019 to 28 Feb 2019)
- [PRA CF] Managing a material risk taker (1 Jan 2019 to 28 Feb 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 28 Feb 2019)
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- [FCA CF] Significant management (1 Jan 2019 to 1 Mar 2019)
- [FCA CF] Manager of certification employee (1 Jan 2019 to 1 Mar 2019)
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- SMF19 Head of Overseas Branch/Head of Overseas (10 Dec 2018 to 31 Mar 2019)
- SIMF19 Head of Third Country Branch Function (26 Oct 2016 to 9 Dec 2018)
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- [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Mar 2019)
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- [FCA CF] Manager of certification employee (10 Dec 2018 to 2 Sep 2019)
- SMF2 Chief Finance (10 Dec 2018 to 8 May 2019)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (26 Mar 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.