Mark Keller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 29 Sep 2023)
- [FCA CF] Client dealing (since 29 Aug 2023)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Client dealing (6 Sep 2021 to 29 Aug 2023)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Client dealing (1 Oct 2020 to 2 Sep 2021)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Client dealing (14 Nov 2017 to 30 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.