Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 21 Dec 2021)
    • [FCA CF] Client dealing (since 21 Dec 2021)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (2 Nov 2016 to 12 Dec 2018)
    • [FCA CF] Client dealing (2 Nov 2016 to 12 Dec 2018)
    • CF30 Customer (19 Sep 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.