Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [PRA CF] Key function holder (23 Oct 2020 to 24 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (23 Oct 2020 to 11 Feb 2025)
    • CF30 Customer (23 Oct 2020 to 11 Feb 2025)
    • CF1 Director (AR) (23 Oct 2020 to 11 Feb 2025)
    • [FCA CF] Client dealing (23 Oct 2020 to 11 Feb 2025)
    • [FCA CF] Functions requiring qualifications (23 Oct 2020 to 11 Feb 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2020)
    • CF1 Director (AR) (20 Dec 2017 to 22 Oct 2020)
    • CF30 Customer (8 Dec 2017 to 22 Oct 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (22 Jul 2014 to 7 Dec 2017)
    • CF30 Customer (22 Jul 2014 to 7 Dec 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 Jul 2014 to 7 Dec 2017)
  • Bristol & West Financial Services Ltd (no longer approved here)

    FRN 627322

    • Employed By (22 Jul 2014 to 7 Dec 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 28 Jun 2013)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (10 Aug 2010 to 28 Jun 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (278)Employed By (22 Jan 2010 to 22 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.