Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RiverStone Management Limited
FRN 776316
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Nov 2025)
- CF1 Director (1 Sep 2017 to 8 Dec 2019)
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RiverStone Insurance (UK) Limited
FRN 202823
- SMF24 Chief Operations (since 7 May 2019)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Key function holder (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Managing a material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- SMF3 Executive Director (10 Dec 2018 to 27 Mar 2025)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 26 Nov 2025)
- CF1 Director (16 Jun 2016 to 9 Dec 2018)
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RiverStone Managing Agency Limited
FRN 204964
- SMF24 Chief Operations (since 7 May 2019)
- [PRA CF] Managing a material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- SMF3 Executive Director (10 Dec 2018 to 27 Mar 2025)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 26 Nov 2025)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Key function holder (10 Dec 2018 to 26 Nov 2025)
- CF1 Director (16 Jun 2016 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.