Mark Joseph Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (2 Mar 2011 to 1 Jul 2013)
  • HOMELOAN MANAGEMENT LIMITED (no longer approved here)

    FRN 304476

    • Responsible for Insurance Mediation (21 Sep 2006 to 16 Jul 2007)
    • CF8 Apportionment and Oversight (11 Aug 2006 to 16 Jul 2007)
    • CF1 Director (11 Aug 2006 to 16 Jul 2007)
    • CF3 Chief Executive (11 Aug 2006 to 16 Jul 2007)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • CF2 Non Executive Director (12 Jul 2006 to 31 Jul 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 May 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.