Mark Joseph O'Keefe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (30 Sep 2022 to 23 Jan 2024)
    • [FCA CF] Client dealing (30 Sep 2022 to 23 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (16 Aug 2021 to 7 Sep 2022)
    • CF30 Customer (9 Aug 2021 to 12 Sep 2022)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (9 Aug 2021 to 12 Sep 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (2 Apr 2012 to 14 May 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Apr 2011 to 1 Apr 2012)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (18 Apr 2011 to 14 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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