Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2006 to 20 Dec 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (12 Nov 2002 to 26 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.