Mark Jonathan Smale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Client dealing (25 Sep 2023 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (25 Sep 2023 to 30 Jun 2024)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (25 Sep 2023 to 9 Jul 2024)
    • [FCA CF] Client dealing (25 Sep 2023 to 9 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Aug 2023)
    • CF30 Customer (31 May 2012 to 9 Aug 2023)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (16)Employed By (31 May 2012 to 9 Aug 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 22 Feb 2011)
    • CF22 Investment Adviser (Trainee) (20 Dec 2005 to 29 Sep 2006)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 29 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.