Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • [FCA CF] Client dealing (31 Mar 2021 to 13 Apr 2026)
    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 13 Apr 2026)
    • CF30 Customer (12 Feb 2014 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (1 Nov 2007 to 11 Feb 2014)
    • CF24 Pension Transfer Specialist (3 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (9 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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