Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Mar 2021 to 13 Apr 2026)
- [FCA CF] Functions requiring qualifications (31 Mar 2021 to 13 Apr 2026)
- CF30 Customer (12 Feb 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Feb 2014)
- CF24 Pension Transfer Specialist (3 May 2007 to 31 Oct 2007)
- CF26 Customer Trading (9 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.