Mark Jonathan David Rowe-Ham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (19 Oct 2017 to 17 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.