Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 16 Apr 2024)
    • (1)Employed By (since 16 Apr 2024)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 5 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Feb 2021)
    • CF30 Customer (20 Jan 2009 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.