Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lombard Odier (Europe) S.A.
FRN 597896
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF19 Head of Overseas Branch/Head of Overseas (since 19 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
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- CF22 Investment Adviser (Trainee) (30 Jun 2004 to 21 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
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