Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF19 Head of Overseas Branch/Head of Overseas (since 19 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF22 Investment Adviser (Trainee) (30 Jun 2004 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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