Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Causeway Securities Limited (no longer approved here)

    FRN 749440

    • CF1 Director (9 Dec 2016 to 13 Jun 2019)
    • CF10 Compliance Oversight (9 Dec 2016 to 27 Nov 2018)
    • CF11 Money Laundering Reporting (9 Dec 2016 to 27 Nov 2018)
    • CF30 Customer (9 Dec 2016 to 13 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.