Mark John Sidaway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (11 Feb 2005 to 1 Jul 2005)
    • CF21 Investment Adviser (6 Aug 2004 to 11 Feb 2005)
  • Broomfield & Alexander Wealth Management Ltd (no longer approved here)

    FRN 574362

    • Employed By (22 Jan 2015 to 11 Mar 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.