Mark John Sharples

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (26)Employed By (3 Nov 2020 to 1 Aug 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (9 Jan 2009 to 1 Aug 2022)
    • CF1 Director (AR) (9 Jan 2009 to 18 Jan 2018)
  • Willson Grange Wealth Management Limited (no longer approved here)

    FRN 811556

    • Employed By (5 Nov 2019 to 1 Aug 2022)
  • True CFP Limited (no longer approved here)

    FRN 482278

    • CF1 Director (1 Jul 2008 to 31 Jul 2008)
  • M S Estates & Financial Services Limited (0243) (no longer approved here)

    FRN 153160

    • (5)Employed By (13 Nov 1998 to 31 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.