Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 14 Jul 2016)
    • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
  • Mark Lumb (no longer approved here)

    FRN 126617

    • (2)Employed By (1 Dec 2001 to 14 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.