Mark John Grainger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Apr 2024)
    • CF1 Director (AR) (since 5 Apr 2024)
    • CF30 Customer (since 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (3 Jan 2024 to 8 Apr 2024)
    • [FCA CF] Client dealing (3 Jan 2024 to 8 Apr 2024)
  • Sherwood Independent Financial Planning Ltd

    FRN 1007866

    • (2)Employed By (since 5 Apr 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2024)
    • CF30 Customer (12 Jan 2017 to 2 Jan 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (10 Jun 2009 to 24 Jul 2009)
  • MGA Financial Planning Limited (no longer approved here)

    FRN 192765

    • (5)Employed By (29 Aug 2000 to 6 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.