Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (28 Oct 2014 to 3 Jan 2020)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 19 Oct 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Apr 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (7 Mar 2006 to 31 Oct 2007)
    • CF1 Director (7 Mar 2006 to 19 Oct 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF17 Significant Mgt (Other Business Operations) (1 Jan 2005 to 28 Apr 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Jan 2002 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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