Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (7 Feb 2019 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 16 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (19 Jun 2003 to 23 Mar 2007)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 19 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.