Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (19 Aug 2003 to 31 Oct 2007)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (7 Mar 2016 to 9 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (10 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.