Mark Jeremiah Healy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 15 May 2025)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Aug 2023)
- CF30 Customer (25 Jan 2019 to 8 Dec 2019)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (8 Oct 2009 to 6 Mar 2016)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (11 May 2009 to 20 Aug 2009)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (4 Mar 2003 to 28 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.