Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Sep 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Sep 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Sep 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 12 Sep 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
- CF26 Customer Trading (19 Jul 2005 to 23 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.