Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 6 Nov 2023)
- CF30 Customer (since 27 Oct 2023)
-
Brighthelm Financial Ltd
FRN 483484
- Employed By (since 27 Oct 2023)
-
Quilter Mortgage Planning Limited
FRN 440718
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 5 Jan 2022)
-
- [FCA CF] Functions requiring qualifications (26 Apr 2021 to 30 Nov 2021)
-
- [FCA CF] Functions requiring qualifications (26 Jul 2019 to 19 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.