Mark James West

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Three Counties Limited (no longer approved here)

    FRN 145005

    • CF11 Money Laundering Reporting (31 Jan 2013 to 15 Jul 2013)
    • CF10 Compliance Oversight (31 Jan 2013 to 14 Mar 2013)
    • CF1 Director (15 Jul 2009 to 15 Jul 2013)
    • CF29 Significant management (15 Jul 2009 to 10 Mar 2011)
    • CF30 Customer (18 Jun 2008 to 31 Dec 2012)
    • CF1 Director (AR) (10 Nov 2004 to 30 Jan 2006)
  • Three Counties Mortgage Consultants Ltd (no longer approved here)

    FRN 410459

    • Employed By (10 Nov 2004 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.