Mark James Small

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KINGFURNESS & ASSOCIATES LIMITED (no longer approved here)

    FRN 232518

    • CF30 Customer (1 Nov 2007 to 31 Jul 2015)
    • CF1 Director (1 Jul 2004 to 31 Jul 2015)
    • CF10 Compliance Oversight (1 Jul 2004 to 31 Jul 2015)
    • CF11 Money Laundering Reporting (1 Jul 2004 to 31 Jul 2015)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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