Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
    • [FCA CF] Client dealing (since 4 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (12 Sep 2012 to 31 Mar 2024)
    • CF1 Director (AR) (12 Sep 2012 to 31 Mar 2024)
  • Professional Solutions IFA Limited (no longer approved here)

    FRN 190834

    • Employed By (12 Oct 1999 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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