Mark James Prescott

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF1 Director (AR) (since 20 Sep 2012)
    • CF30 Customer (since 20 Aug 2012)
  • Bradley J Lewis Financial Solutions Ltd

    FRN 424368

    • Employed By (since 7 Sep 2012)
    • Employed By (7 Feb 2005 to 2 Jul 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (17 Aug 2012 to 28 Mar 2014)
  • Bradley J Lewis Mortgage Solutions Ltd (no longer approved here)

    FRN 586090

    • Employed By (17 Aug 2012 to 28 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.