Mark James Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investor Compensation (UK) Ltd
FRN 830890
- SMF29 Limited scope function (limited scope SMCR firms only) (since 7 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Mar 2024)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF4 Partner (AR) (9 Jul 2009 to 24 Jun 2013)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF4 Partner (AR) (30 Mar 2009 to 24 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.