Mark James Keenan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & P Financial Services Limited

    FRN 708386

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2021)
    • [FCA CF] Client dealing (since 7 Dec 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Jan 2015 to 21 Apr 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (22 Jan 2015 to 21 Apr 2016)
    • CF30 Customer (18 Mar 2014 to 21 Apr 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (30 Sep 2013 to 21 Apr 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Dec 2010 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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