Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Dec 2014)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
    • (2)Employed By (since 3 Oct 2007)
  • Forum Wealth Management Ltd (no longer approved here)

    FRN 227192

    • (20)Employed By (4 Jan 2005 to 8 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.