Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Dec 2014)
- CF30 Customer (since 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
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MG Wealth Management Limited
FRN 473322
- (2)Employed By (since 3 Oct 2007)
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- (20)Employed By (4 Jan 2005 to 8 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.