Mark James German

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Michael James

    FRN 713035

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Dec 2015 to 8 Dec 2019)
  • Michael James (no longer approved here)

    FRN 200072

    • (20)Employed By (5 Feb 2013 to 17 Dec 2015)
  • Molyneux Associates Ltd (no longer approved here)

    FRN 224498

    • (6)Employed By (22 Jun 2011 to 18 Dec 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (4 Jan 2010 to 25 Jun 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Jan 2009 to 21 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.