Mark James Dyson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London Bridge Risk PCC Limited (no longer approved here)
FRN 936856
- SMF9 Chair of the Governing Body (8 Jan 2021 to 1 Apr 2022)
Society of Lloyd's (no longer approved here)
FRN 202761
- [PRA CF] Key function holder (3 Feb 2020 to 31 Mar 2022)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (3 Apr 2008 to 30 Jul 2008)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (3 Apr 2008 to 30 Jul 2008)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (10 Oct 2006 to 14 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.