Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (15 Apr 2024 to 18 Jul 2024)
- [FCA CF] Client dealing (15 Apr 2024 to 18 Jul 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
- CF30 Customer (25 Oct 2017 to 8 Dec 2019)
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- CF4 Partner (11 Nov 2009 to 4 Jul 2011)
- CF30 Customer (6 Apr 2009 to 4 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2009)
- CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
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- CF27 Investment Management (19 Dec 2002 to 31 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.