Mark James Cassidy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Nov 2017)
  • Mark Cassidy

    FRN 793835

    • (1)Employed By (since 11 Nov 2017)
  • HCL BANK HOUSE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 400529

    • CF30 Customer (21 Jan 2008 to 31 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2008)
    • CF1 Director (6 Jul 2004 to 31 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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