Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
    • CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (23 Dec 2002 to 19 Nov 2004)
    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 23 Dec 2002)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.