Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Oct 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF1 Director (9 Dec 2004 to 13 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.