Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Jul 2023)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2020)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (18 Feb 2009 to 23 Aug 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF20 Significant Mgt (Settlements) (25 Mar 2003 to 31 Oct 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF20 Significant Mgt (Settlements) (25 Mar 2003 to 31 Oct 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF20 Significant Mgt (Settlements) (25 Mar 2003 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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