Mark Ivor Phelps

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Material risk taker (1 Jul 2022 to 4 Nov 2022)
    • SMF18 Other Overall Responsibility (2 Sep 2020 to 4 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 2 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (21 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (16 Dec 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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