Mark Ian Goodman-Walsh

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Navera Investment Management Limited

    FRN 923827

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 8 Feb 2022)
    • [FCA CF] Client dealing (since 8 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2022)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • [FCA CF] Functions requiring qualifications (31 Dec 2020 to 22 Sep 2021)
    • [FCA CF] Client dealing (31 Dec 2020 to 22 Sep 2021)
    • CF30 Customer (7 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.