Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Aug 2016)
- CF30 Customer (since 21 Nov 2014)
- CF4 Partner (AR) (21 Nov 2014 to 30 Sep 2016)
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Form Financial Clarity Limited
FRN 444102
- (1)Employed By (since 3 Aug 2016)
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- (10)Employed By (15 Jun 2005 to 9 Apr 2006)
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- (17)Employed By (9 Feb 2005 to 24 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.